SEC Form 4 · accession 0001620863-16-000070
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Louis Gage Chrysler
Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 25, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2016 | M | 10,000 | $17.25 | A | 20,059 | D | |
| Common Stock | Jan 25, 2016 | J | 0 | $0.00 | A | 872 | I | By spouse shares held with broker |
| Common Stock | Jan 25, 2016 | J | 0 | $0.00 | A | 5,118 | I | Modern Steel Structures I am the CEO shares held with broker |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $17.25 | Jan 22, 2016 | M | 10,000 | D | Feb 19, 2009 | Feb 19, 2018 | Common Stock | 10,000 | 28,000 | D |
Explanation of responses
- F1No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.