SEC Form 4 · accession 0001620863-15-000069
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Bailey
Officer — EVP/Retail Banking
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2015 | M | 5,000 | $15.40 | A | 11,145 | D | |
| Common Stock | Nov 24, 2015 | F | 3,834 | $29.12 | D | 7,311 | D | |
| Common Stock | Nov 24, 2015 | M | 24,000 | $17.54 | A | 31,311 | D | |
| Common Stock | Nov 24, 2015 | F | 19,707 | $29.12 | D | 11,604 | D | |
| Common Stock | Nov 25, 2015 | J | 0 | $0.00 | A | 5,796 | I | In ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $15.40 | Nov 24, 2015 | M | 5,000 | D | May 20, 2009 | May 25, 2020 | Common Stock | 5,000 | 85,000 | D |
| Option Common Stock | $17.54 | Nov 24, 2015 | M | 24,000 | D | May 25, 2011 | Dec 20, 2021 | Common Stock | 24,000 | 61,000 | D |
Explanation of responses
- F1No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.