SEC Form 4 · accession 0001620863-15-000067
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M J Cushman
Officer — EVP, Strategic Initiatives
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2015 | S | 27,849 | $28.2527 | D | 44,541 | D | |
| Common StockF2 | Nov 18, 2015 | S | 5,714 | $28.2918 | D | 38,827 | D | |
| Common StockF3 | Nov 19, 2015 | S | 37,535 | $28.1874 | D | 1,292 | D | |
| Common Stock | Nov 20, 2015 | J | 0 | $0.00 | A | 112 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price of multiple sales at prices ranging from $28.1000 to $28.4200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock
- F2Represents the weighted average sale price of multiple sales at prices ranging from $28.1700 to $28.4300. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock
- F3Represents the weighted average sale price of multiple sales at prices ranging from $28.1200 to $28.3400. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock
- F4No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.