SEC Form 4 · accession 0001620863-15-000063
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M J Cushman
Officer — EVP, Strategic Initiatives
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | M | 412 | — | A | 72,510 | D | |
| Common Stock | Nov 10, 2015 | F | 120 | $28.77 | D | 72,390 | D | |
| Common Stock | Nov 12, 2015 | J | 0 | $0.00 | A | 112 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 10, 2015 | M | 412 | D | — | — | Common Stock | 412 | 1,237 | D |
Explanation of responses
- F1Result of vesting of an RSU granted on November 10, 2014 that was vested on November 10, 2015.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.