SEC Form 4 · accession 0001620863-15-000062
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Bailey
Officer — EVP/Retail Banking
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 52,500 | $22.54 | A | 54,170 | D | |
| Common Stock | Nov 6, 2015 | F | 48,025 | $27.82 | D | 6,145 | D | |
| Common Stock | Nov 9, 2015 | J | 0 | $0.00 | A | 5,796 | I | In ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $22.54 | Nov 6, 2015 | M | 52,500 | D | May 22, 2008 | May 22, 2017 | Common Stock | 52,500 | 90,000 | D |
Explanation of responses
- F1No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.