SEC Form 4 · accession 0001620863-15-000044
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
III Louis Gage Chrysler
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | M | 1,019 | — | A | 9,916 | D | |
| Common Stock | Aug 12, 2015 | J | 0 | $0.00 | A | 872 | I | By spouse shares held with broker |
| Common Stock | Aug 12, 2015 | J | 0 | $0.00 | A | 6,600 | I | Modern Steel Structures I am the CEO shares held with broker |
| Common Stock | Aug 12, 2015 | J | 0 | $0.00 | A | 4,825 | I | Modern Bldg CO Pension & Profit sharing I am the CEO shares held with broker |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 10, 2015 | M | 1,019 | D | — | — | Common Stock | 1,019 | 1,005 | D |
Explanation of responses
- F1Result of vesting of an RSU granted on August 11, 2014 that vested on August 10, 2015.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.