SEC Form 4 · accession 0001620863-15-000038
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William J Casey
Officer — Chairman of the Board · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2015 | J | 0 | $0.00 | A | 488,448 | D | |
| Common StockF2 | Aug 10, 2015 | M | 1,019 | — | A | 136,448 | I | Casey Family LLC of which I am a manager |
| Common Stock | Aug 12, 2015 | J | 0 | $0.00 | A | 131,079 | I | Casey Family LLC of which I am a manager |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Aug 10, 2015 | M | 1,019 | D | — | — | Common Stock | 1,019 | 1,005 | D |
Explanation of responses
- F1No transactions occurred amount these shares. Intended only to reflect number of shares beneficially owned.
- F2Result of vesting of an RSU granted on August 11, 2014 that vested on August 10, 2015.