SEC Form 4 · accession 0001620863-15-000030
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Smith
Officer — President & CEO
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2015 | M | 4,000 | $20.58 | A | 199,423 | D | |
| Common StockF1 | May 19, 2015 | F | 3,630 | $24.01 | D | 195,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $20.58 | May 19, 2015 | M | 4,000 | A | May 24, 2006 | May 24, 2015 | Common Stock | 4,000 | 315,000 | D |
Explanation of responses
- F1Common Stock owned includes 29,932.21 shares held in issuer's ESOP plan and 210.20 shares held solely by reporting person's spouse.