SEC Form 4 · accession 0001620863-15-000028
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William J Casey
Officer — Chairman of the Board · Director
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | J | 0 | $0.00 | A | 488,448 | D | |
| Common Stock | May 15, 2015 | M | 5,000 | $20.58 | A | 135,429 | I | Casey Family LLC, of which I am a manager |
| Common Stock | May 15, 2015 | F | 4,350 | $23.65 | D | 131,079 | I | Casey Family LLC of which I am a manager |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $20.58 | May 15, 2015 | M | 5,000 | A | May 24, 2006 | May 24, 2015 | Common Stock | 5,000 | 29,500 | D |
Explanation of responses
- F1No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.