SEC Form 4 · accession 0001620863-15-000005
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Koehnen
Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 19, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | M | 4,000 | $17.54 | A | 68,962 | D | |
| Common Stock | Feb 19, 2015 | M | 4,000 | $15.34 | A | 72,962 | D | |
| Common Stock | Feb 19, 2015 | M | 4,000 | $19.46 | A | 76,962 | D | |
| Common StockF1 | Feb 19, 2015 | J | 0 | — | A | 2,300 | I | By Spouse |
| Common StockF1 | Feb 19, 2015 | J | 0 | — | A | 1,700 | I | By Children |
| Common StockF1 | Feb 19, 2015 | J | 0 | — | A | 4,400 | I | By Self as Trustee for Mother |
| Common StockF1 | Feb 19, 2015 | J | 0 | — | A | 8,600 | I | By Self as Trustee for CF Koehnen & Sons Profit Sharing |
| Common StockF1 | Feb 19, 2015 | J | 0 | — | A | 65,214 | I | By CF Koehnen and Sons, Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $17.54 | Feb 19, 2015 | M | 4,000 | D | May 25, 2011 | May 25, 2020 | Common Stock | 4,000 | 16,000 | D |
| Option Common Stock | $15.34 | Feb 19, 2015 | M | 4,000 | D | May 22, 2013 | May 22, 2022 | Common Stock | 4,000 | 12,000 | D |
| Option Common Stock | $19.46 | Feb 19, 2015 | M | 4,000 | D | May 9, 2014 | May 9, 2023 | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1No transactions occurred among these shares; intended only to reflect number of shares beneficially owned.