SEC Form 4 · accession 0001620863-15-000004
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Osullivan
Officer — EVP, Wholesale Banking
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | M | 2,670 | $19.35 | A | 215,315 | D | |
| Common StockF1 | Feb 18, 2015 | M | 7,330 | $19.35 | A | 222,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $19.35 | Feb 18, 2015 | M | 2,670 | D | Feb 22, 2006 | Feb 22, 2015 | Common Stock | 2,670 | 85,730 | D |
| Option Common Stock | $19.35 | Feb 18, 2015 | M | 7,330 | D | Feb 22, 2006 | Feb 22, 2015 | Common Stock | 7,330 | 78,400 | D |
Explanation of responses
- F1Common Stock owned includes 40,892.72 shares held in the Issuer's Employee Stock Ownership Plan.