SEC Form 4 · accession 0001620863-15-000003
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig B Carney
Officer — EVP, Chief Credit Officer
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2015 | F | 3,641 | $23.73 | D | 26,209 | D | |
| Common StockF2 | Feb 11, 2015 | A | 4,500 | $19.35 | A | 30,709 | D | |
| Common StockF3,F2 | Feb 11, 2015 | F | 359 | $23.73 | D | 30,350 | D | |
| Common StockF4,F2 | Feb 11, 2015 | F | 2,400 | $23.73 | D | 27,950 | D | |
| Common StockF2 | Feb 11, 2015 | A | 3,000 | $19.35 | A | 30,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $19.35 | Feb 11, 2015 | M | 4,500 | D | Feb 22, 2005 | Feb 22, 2015 | Common Stock | 4,500 | 98,450 | D |
| Option Common Stock | $19.35 | Feb 11, 2015 | M | 3,000 | D | Feb 22, 2008 | Feb 22, 2015 | Common Stock | 3,000 | 95,450 | D |
Explanation of responses
- F1Represents shares tendered to pay partial price to exercise Nonqualified Stock Options. Balance of exercise price was paid with cash.
- F2Common Stock owned includes 16,849.72 shares held in the Issuer's Employee Stock Ownership Plan.
- F3Represents shares withheld to pay for tax liability after exercise of Nonqualified Stock Options.
- F4Represents shares tendered to pay partial price to exercise Incentive Stock Options. Balance of exercise price was paid with cash.