SEC Form 4 · accession 0001552267-16-000001
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol A Ward
Officer — EVP/Chief Operating Officer
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2016 | S | 1,244 | $28.6923 | D | 0 | D | |
| Common Stock | Nov 14, 2016 | J | 0 | $0.00 | A | 5,796 | I | In ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price of multiple sales at prices ranging from $28.5200 to $28.8200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, Trico Bancshares or any holder of Trico Bancshares common stock.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.