SEC Form 4 · accession 0000356171-26-000093
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Smith
Officer — CEO & President · Director
Period of report
Jun 25, 2026
Accepted (ET)
Jun 29, 2026 · 1:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 25, 2026 | M | 14,513 | — | A | 296,258 | D | |
| Common StockF2 | Jun 25, 2026 | F | 8,511 | $53.55 | D | 287,747 | D | |
| Common Stock | holding | — | — | — | 277 | I | By spouse | |
| Common Stock | holding | — | — | — | 42,972 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,113,794 | I | ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF1 | — | Jun 25, 2026 | M | 13,271 | D | — | — | Common Stock | 13,271 | 33,848 | D |
Explanation of responses
- F1Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.
- F2Reflects shares withheld to pay toward tax liability.