SEC Form 4/A · accession 0000356130-17-000183
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bruce G Kelley
Officer — President & CEO · Director
Period of report
Nov 22, 2017
Accepted (ET)
Dec 19, 2017 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common StockF1 | holding | — | — | — | 0 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 filed on November 27, 2017 inadvertently reported the sale of 13,503 shares as trustee of the Winifred M. Kelley Trust. As executor of his mother's estate, Mr. Kelley was not the beneficial owner of the shares and the estate's transactions effected by Mr. Kelley in his capacity as executor of the estate during the 12 months after his appointment, are not reportable under Section 16, pursuant to Rule 16a-2(d)(1). This amended Form 4 is being filed to remove this transaction. As of November 27, 2017, Mr. Kelley held 264,003 shares of common stock directly and Mr. Kelly's spouse held 2,250 shares of common stock.