SEC Form 4 · accession 0000356130-17-000143
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce G Kelley
Officer — President & CEO · Director
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common Stock | Sep 11, 2017 | M | 4,500 | $13.7833 | A | 263,990 | D | |
| EMCI-Common Stock | Sep 11, 2017 | F | 3,423 | $27.97 | D | 260,567 | D | |
| EMCI-Common Stock | Sep 12, 2017 | M | 4,500 | $13.7833 | A | 265,067 | D | |
| EMCI-Common Stock | Sep 12, 2017 | F | 3,423 | $27.5275 | D | 261,644 | D | |
| EMCI Common Stock | holding | — | — | — | 13,503 | I | Trustee | |
| EMCI-Common Stock | holding | — | — | — | 2,250 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQO Right To BuyF1 | $13.7833 | Sep 11, 2017 | M | 4,500 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 4,500 | 22,500 | D |
| NQO Right To BuyF1 | $13.7833 | Sep 12, 2017 | M | 4,500 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 4,500 | 18,000 | D |
Explanation of responses
- F1Options vest in five equal annual installments (20%)beginning one year after date of grant.