SEC Form 4 · accession 0000356130-17-000015
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason R Bogart
Officer — Senior Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 9:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common Stock | Feb 21, 2017 | M | 685 | $16.97 | A | 24,679 | D | |
| EMCI Common Stock | Feb 21, 2017 | M | 3,280 | $16.27 | A | 27,959 | D | |
| EMCI Common StockF1 | Feb 21, 2017 | F | 2,558 | $28.04 | D | 25,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO-RIGHT TO BUYF2 | $16.97 | Feb 21, 2017 | M | 685 | D | Mar 9, 2008 | Mar 9, 2017 | Common Stock | 685 | 1,565 | D |
| NQO-RIGHT TO BUYF2 | $16.27 | Feb 21, 2017 | A | 3,280 | D | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 3,280 | 7,000 | D |
Explanation of responses
- F1Price range: $27.93 - $28.19
- F2Options vest in five equal annual installments (20%)beginning one year after date of grant.