SEC Form 4 · accession 0000356130-16-000371
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Anne Simonetta
Officer — Senior Vice President
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 9:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common StockF1 | Nov 30, 2016 | S | 1,113 | $28.065 | D | 9,612 | D | |
| EMCI Common Stock | Nov 30, 2016 | F | 1,366 | $27.97 | D | 8,246 | D | |
| EMCI Common Stock | Nov 30, 2016 | M | 2,250 | $16.97 | A | 10,496 | D | |
| EMCI Common Stock | Nov 30, 2016 | S | 318 | $27.626 | D | 10,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO Right To BuyF2 | $16.97 | Nov 30, 2016 | M | 2,250 | D | Mar 9, 2008 | Mar 9, 2017 | Common Stock | 2,250 | 0 | D |
Explanation of responses
- F1Average price. Price range: $28.00 - $28.17
- F2Options vest in five equal annual installments (20%)beginning one year after date of grant.