SEC Form 4 · accession 0000356130-16-000333
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bradley J Fredericks
Officer — Vice President & CIO
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common Stock | Sep 6, 2016 | M | 170 | $16.27 | A | 5,172 | D | |
| EMCI-Common Stock | Sep 6, 2016 | M | 61 | $13.9867 | A | 5,233 | D | |
| EMCI-Common Stock | Sep 6, 2016 | F | 744 | $28.10 | D | 4,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQO-RIGHT TO BUYF1,F2 | $16.27 | Sep 6, 2016 | M | 170 | A | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 170 | 0 | D |
| NQO-RIGHT TO BUYF1,F2 | $13.9866 | Sep 6, 2016 | M | 61 | A | Mar 1, 2013 | Mar 1, 2022 | Common Stock | 61 | 225 | D |
Explanation of responses
- F1Option grant and exercise price adjusted to reflect 3 for 2 stock split effective June 23, 2015.
- F2Note 1: Options vest in five equal annual installments beginning one year after date of grant.