SEC Form 4 · accession 0000356130-16-000300
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Hoffmann
Officer — V.P., Gen. Counsel & Secretary
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 11:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common Stock | Jun 13, 2016 | M | 3,750 | $15.6447 | A | 5,437 | I | Spouse |
| EMCI Common Stock | holding | — | — | — | 14,743 | D | ||
| EMCI-Common StockF1 | holding | — | — | — | 135 | I | Note 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO Right To BuyF2 | $15.6447 | Jun 13, 2016 | M | 3,750 | D | Mar 5, 2009 | Mar 5, 2018 | Common Stock | 3,750 | 0 | I |
Explanation of responses
- F1Indirect beneficial ownership: spouse as custodian for son under U.T.M.A (Iowa)
- F2Options vest in five equal annual installments (20%)beginning one year after date of grant.