SEC Form 4 · accession 0000356130-16-000264
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Hoffmann
Officer — V.P., Gen. Counsel & Secretary
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common Stock | May 10, 2016 | F | 100 | $27.095 | D | 14,111 | D | |
| EMCI Common Stock | May 10, 2016 | F | 100 | $27.085 | D | 14,011 | D | |
| EMCI Common Stock | May 10, 2016 | F | 800 | $27.0604 | D | 13,211 | D | |
| EMCI Common Stock | May 10, 2016 | F | 343 | $27.057 | D | 12,868 | D | |
| EMCI Common Stock | May 10, 2016 | M | 1,875 | $12.5767 | A | 14,743 | D | |
| EMCI-Common Stock | holding | — | — | — | 1,067 | I | Spouse | |
| EMCI-Common StockF1 | holding | — | — | — | 135 | I | Note 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQO Right To Buy | $12.5767 | May 10, 2016 | M | 1,875 | D | Mar 3, 2010 | Mar 3, 2019 | Common Stock | 1,875 | 0 | D |
Explanation of responses
- F1Indirect beneficial ownership: spouse as custodian for son under U.T.M.A (Iowa)