SEC Form 5 · accession 0000356130-16-000191
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronnie D Hallenbeck
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 12:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common StockF1 | Jun 23, 2015 | J | 8,842 | $0.00 | A | 26,526 | D | |
| EMCI-Common Stock | Jun 30, 2015 | J | 41 | $21.3988 | A | 26,567 | D | |
| EMCI-Common Stock | Sep 30, 2015 | J | 52 | $0.00 | A | 26,619 | D | |
| EMCI-Common Stock | Dec 31, 2015 | J | 47 | $0.00 | A | 26,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQO Right To BuyF1 | $16.27 | Jun 23, 2015 | J | 1,500 | A | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 1,500 | 900 | D |
| NQO Right To BuyF1 | $13.9867 | Jun 23, 2015 | J | 1,500 | A | Mar 1, 2013 | Mar 1, 2022 | Common Stock | 1,500 | 1,800 | D |
Explanation of responses
- F1Holdings adjusted to reflect 3 for 2 stock split effected by a stock dividend paid on June 23, 2015
- F2Shares acquired through the company's approved employee stock purchase plan.