SEC Form 4/A · accession 0000356130-16-000177
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kelvin Bryce Sederburg
Officer — Vice Pres. & Appointed Actuary
Period of report
Jun 23, 2015
Accepted (ET)
Feb 8, 2016 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common StockF1 | Jun 23, 2015 | J | 2,125 | $0.00 | A | 6,375 | D | |
| EMCI-Common Stock | Jan 8, 2016 | M | 563 | $16.40 | A | 6,938 | D | |
| EMCI-Common Stock | Jan 8, 2016 | M | 203 | $16.97 | A | 7,141 | D | |
| EMCI-Common Stock | Jan 8, 2016 | M | 563 | $15.6447 | A | 7,704 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO Right To BuyF1 | $16.40 | Jun 23, 2015 | J | 188 | A | Mar 1, 2007 | Mar 1, 2016 | Common Stock | 188 | 563 | D |
| ISO Right To BuyF1 | $16.97 | Jun 23, 2015 | J | 188 | A | Mar 9, 2008 | Mar 9, 2017 | Common Stock | 188 | 563 | D |
| ISO Right To BuyF1 | $15.6446 | Jun 23, 2015 | J | 188 | A | Mar 5, 2009 | Mar 5, 2018 | Common Stock | 188 | 563 | D |
| NQO Right To BuyF1 | $13.7833 | Jun 23, 2015 | J | 1,825 | A | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 1,825 | 2,190 | D |
| NQO Right To BuyF1 | $16.27 | Jun 23, 2015 | J | 1,500 | A | Mar 1, 2012 | Feb 6, 2016 | Common Stock | 1,500 | 2,700 | D |
| NQO Right To BuyF1 | $13.9867 | Jun 23, 2015 | J | 1,500 | A | Mar 1, 2013 | Mar 1, 2022 | Common Stock | 1,500 | 3,600 | D |
| ISO Right To BuyF2 | $16.40 | Jan 8, 2016 | M | 563 | D | Mar 1, 2007 | Mar 1, 2016 | Common Stock | 563 | 0 | D |
| ISO Right To BuyF2 | $16.97 | Jan 8, 2016 | M | 203 | D | Mar 9, 2008 | Mar 9, 2017 | Common Stock | 203 | 360 | D |
| ISO Right To BuyF2 | $15.6446 | Jan 8, 2016 | M | 563 | D | Mar 5, 2009 | Mar 5, 2018 | Common Stock | 563 | 0 | D |
Explanation of responses
- F1Holdings adjusted to reflect 3 for 2 stock split effected by a stock dividend paid on June 23, 2015
- F2Options vest in five equal annual installments (20%)beginning one year after date of grant.