SEC Form 4 · accession 0000356130-15-000132
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason R Bogart
Officer — Senior Vice President
Period of report
Jun 23, 2015
Accepted (ET)
Nov 2, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common StockF1 | Jun 23, 2015 | J | 4,305 | $0.00 | A | 12,915 | D | |
| EMCI-Common Stock | Oct 29, 2015 | M | 1,366 | $16.40 | A | 14,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISO-Right To BuyF2 | $16.40 | Jun 23, 2015 | J | 750 | A | Mar 1, 2007 | Mar 1, 2016 | Common Stock | 2,250 | 2,250 | D |
| ISO-Right To BuyF2 | $16.97 | Jun 23, 2015 | J | 750 | A | Mar 9, 2008 | Mar 9, 2017 | Common Stock | 2,250 | 2,250 | D |
| ISO-Right To BuyF2 | $15.6446 | Jun 23, 2015 | J | 750 | A | Mar 5, 2009 | Mar 5, 2018 | Common Stock | 2,250 | 2,250 | D |
| NQO-Right To BuyF2 | $12.5766 | Jun 23, 2015 | J | 1,500 | A | Mar 3, 2010 | Mar 3, 2019 | Common Stock | 4,500 | 4,500 | D |
| NQO-Right To BuyF2 | $13.7833 | Jun 23, 2015 | J | 750 | A | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 2,250 | 2,250 | D |
| NQO-Right To BuyF2 | $16.27 | Jun 23, 2015 | J | 7,500 | A | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 22,500 | 22,500 | D |
| NQO-Right To BuyF2 | $13.9866 | Jun 23, 2015 | J | 2,250 | A | Mar 1, 2013 | Mar 1, 2022 | Common Stock | 6,750 | 6,750 | D |
| ISO-Right To Buy | $16.40 | Oct 29, 2015 | M | 1,366 | A | Mar 1, 2007 | Mar 1, 2016 | Common Stock | 1,366 | 884 | D |
Explanation of responses
- F1Holdings adjusted to reflect 3 for 2 stock split effected by a stock dividend paid on June 23, 2015.
- F2Option grant and exercise price adjusted to reflect 3 for 2 stock split effective June 23, 2015.