SEC Form 4 · accession 0000356130-15-000076
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronnie D Hallenbeck
Other
Period of report
Mar 31, 2015
Accepted (ET)
May 15, 2015 · 8:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common Stock | Mar 31, 2015 | J | 35 | $28.1265 | A | 17,634 | D | |
| EMCI-Common StockF2 | May 12, 2015 | G | 225 | $34.655 | D | 17,409 | D | |
| EMCI-Common Stock | May 13, 2015 | M | 300 | $20.675 | A | 17,709 | D | |
| EMCI-Common Stock | May 13, 2015 | M | 600 | $24.405 | A | 18,309 | D | |
| EMCI-Common Stock | May 13, 2015 | M | 600 | $20.98 | A | 18,909 | D | |
| EMCI-Common StockF3 | May 13, 2015 | F | 1,224 | $0.00 | D | 17,685 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQO Right To BuyF4 | $20.675 | May 13, 2015 | M | 300 | D | Mar 1, 2011 | Mar 1, 2020 | Common Stock | 300 | 0 | D |
| NQO Right To BuyF4 | $24.405 | May 13, 2015 | M | 600 | D | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 600 | 600 | D |
| NQO Right To BuyF4 | $20.98 | May 13, 2015 | M | 600 | D | Mar 1, 2013 | Mar 1, 2022 | Common Stock | 600 | 1,200 | D |
Explanation of responses
- F1Shares acquired through the Company's approved employee stock purchase plan.
- F2FMV on date of gift was $34.655.
- F3Price range: $34.15 to $35.03
- F4Options vest in five equal annual installments beginning one year after date of grant.