SEC Form 4 · accession 0001484174-15-000003
CSP INC /MA/ · CSPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Dellovo
Officer — President & CEO
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2015 | A | 40,000 | $0.00 | A | 177,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to Buy | $6.50 | holding | — | — | — | Jan 17, 2007 | Jan 16, 2016 | Common Stock | 2,000 | 2,000 | D |
| Stock Option Right to Buy | $9.30 | holding | — | — | — | Feb 21, 2008 | Feb 20, 2017 | Common Stock | 1,000 | 1,000 | D |
| Stock Option Right to Buy | $6.82 | holding | — | — | — | Dec 12, 2008 | Dec 11, 2017 | Common Stock | 2,000 | 2,000 | D |