SEC Form 4 · accession 0001282498-16-000002
CSP INC /MA/ · CSPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary W Levine
Officer — CFO
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | I | 371 | $5.244 | A | 45,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to Buy | $9.30 | holding | — | — | — | Feb 21, 2008 | Feb 20, 2017 | Common Stock | 2,500 | 2,500 | D |
| Stock Option Right to Buy | $6.82 | holding | — | — | — | Dec 12, 2008 | Dec 11, 2017 | Common Stock | 5,000 | 5,000 | D |
| Stock Option Right to Buy | $2.99 | holding | — | — | — | Dec 18, 2007 | Dec 17, 2018 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Purchase stock thru employee stock purchase plan