SEC Form 4 · accession 0001104659-18-034148
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
CAREAL PROPERTY GROUP AG
10% Owner
Martin Haefner
10% Owner
Eva Maria Bucher-Haefner
10% Owner
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1,F2,F3,F4 | May 15, 2018 | J | 1,250,000 | — | D | 65,513,380 | D | |
| Common Stock, par value $0.10 per shareF5 | holding | — | — | — | 38,300,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 15, 2018, Careal Property Group AG (formerly known as Careal Holding AG) ("Careal") transferred 1,250,000 shares of Issuer common stock ("Company Stock") to BigPoint Holding AG ("BigPoint"), a company wholly owned by Martin Haefner, as an in-kind dividend.
- F2Reflects securities held directly by Careal.
- F3BigPoint, a company wholly owned by Mr. Haefner, owns 50% of the shares of Careal.
- F4moyreal holding ag, a company wholly owned by Eva Maria Bucher-Haefner, owns 50% of the shares of Careal.
- F5Reflects securities held directly by BigPoint.
Remarks
Each of the Reporting Persons may be deemed to beneficially own the shares of Company Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.