SEC Form 4 · accession 0001104659-16-124879
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Haefner
10% Owner
Period of report
May 31, 2016
Accepted (ET)
Jun 1, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1 | May 31, 2016 | S | 20,000 | $37.02 | D | 0 | D | |
| Common Stock, par value $0.10 per shareF2 | May 31, 2016 | S | 3,200 | $37.02 | D | 0 | I | See Footnote |
| Common Stock, par value $0.10 per shareF3,F4,F5 | holding | — | — | — | 66,763,380 | D | ||
| Common Stock, par value $0.10 per shareF6 | holding | — | — | — | 37,050,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects securities held directly by Martin Haefner.
- F2Reflects securities held by the spouse of Martin Haefner.
- F3Reflects securities held directly by Careal Holding AG ("Careal").
- F4Martin Haefner owns 50% of the shares of Careal.
- F5Eva Maria Bucher-Haefner owns 50% of the shares of Careal.
- F6Reflects securities held directly by BigPoint Holding AG, a company wholly owned by Martin Haefner.
Remarks
The Reporting Person may be deemed to beneficially own the shares of Issuer common stock reported herein but disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of any securities reported herein.