SEC Form 4 · accession 0001104659-15-080471
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 20, 2015
Accepted (ET)
Nov 20, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1,F2,F4,F5 | Nov 20, 2015 | S | 22,000,000 | $26.5631 | D | 103,813,380 | D | |
| Common Stock, par value $0.10 per shareF3 | holding | — | — | — | 20,000 | D | ||
| Common Stock, par value $0.10 per shareF6 | holding | — | — | — | 3,200 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 20, 2015 the Company purchased from Careal Holding AG 22,000,000 shares Common Stock for an aggregate purchase price of $584,388,200.00.
- F2Reflects securities held directly by Careal Holding AG.
- F3Reflects securities held directly by Martin Haefner.
- F4Martin Haefner owns 50% of the shares of Careal Holding AG.
- F5Eva Maria Bucher-Haefner owns 50% of the shares of Careal Holding AG.
- F6Reflects securities held by the spouse of Martin Haefner.
Remarks
Each of the Reporting Persons may be deemed to beneficially own the shares of Common Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.