SEC Form 4 · accession 0000356028-18-000138

CA, INC. · CA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres., Chief Products Officer

Period of report

Aug 15, 2018

Accepted (ET)

Aug 17, 2018 · 4:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000356028

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $.10 par value	Aug 15, 2018	F	952	$43.59	D	72,693	D
Common Stock, $.10 par value^F1	Aug 15, 2018	M	13,449	$34.35	A	86,142	D
Common Stock, $.10 par value^F1,F2	Aug 15, 2018	S	13,449	$43.56	D	72,693	D
Common Stock, $.10 par value^F1	Aug 16, 2018	S	969	$43.59	D	71,724	D
Common Stock, $0.10 par value^F3	holding	—	—		—	113	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F4	$34.35	Aug 15, 2018	M	13,449	D	—	Aug 15, 2026	Common Stock, $.10 par value	13,449	13,449	D

F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018.
F2Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.500 to $43.650, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3Shares held in the CA Savings Harvest Plan, a 401(k) Plan.
F4The option becomes exercisable over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019.