SEC Form 4 · accession 0000356028-18-000130
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayman Sayed
Officer — Pres., Chief Products Officer
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | Aug 10, 2018 | F | 15,575 | $43.38 | D | 89,514 | D | |
| Common Stock, $.10 par valueF1 | Aug 10, 2018 | M | 18,693 | $29.47 | A | 108,207 | D | |
| Common Stock, $.10 par valueF1,F2 | Aug 10, 2018 | S | 18,693 | $43.274 | D | 89,514 | D | |
| Common Stock, $.10 par valueF1,F3 | Aug 13, 2018 | S | 15,869 | $43.412 | D | 73,645 | D | |
| Common Stock, $0.10 par valueF4 | holding | — | — | — | 113 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F5 | $29.47 | Aug 10, 2018 | M | 18,693 | D | — | Aug 10, 2025 | Common Stock, $.10 par value | 18,693 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018.
- F2Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.250 to $43.360, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.380 to $43.450, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Shares held in the CA Savings Harvest Plan, a 401(k) Plan.
- F5The option became exercisable over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018.