SEC Form 4 · accession 0000356028-18-000096
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Gregoire
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Jun 1, 2018 | M | 70,000 | $22.82 | A | 489,545 | D | |
| Common Stock, $.10 par valueF1,F2 | Jun 1, 2018 | S | 86,163 | $36.001 | D | 403,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $22.82 | Jun 1, 2018 | M | 70,000 | D | — | Jan 7, 2023 | Common Stock, $.10 par value | 70,000 | 324,389 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $36.000 to $36.005, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option became exercisable over three years as follows: 34% on January 7, 2014, 33% on January 7, 2015 and 33% on January 7, 2016.