SEC Form 4 · accession 0000356028-17-000166
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lauren Patricia Flaherty
Officer — EVP, Chief Marketing Officer
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Nov 1, 2017 | S | 24,843 | $32.592 | D | 82,000 | D | |
| Common Stock, $.10 par valueF2 | holding | — | — | — | 824 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.540 to $32.630 inclusive. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of November 1, 2017, the latest date for which such information is reasonably available.