SEC Form 4 · accession 0000356028-17-000141
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob Lamm
Officer — EVP, STRATEGY & CORPORATE DEV
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1,F2,F3 | Sep 11, 2017 | S | 16,349 | $33.445 | D | 45,483 | D | |
| Common Stock, $.10 par valueF4 | holding | — | — | — | 880 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $33.270 to $33.505 inclusive.
- F3The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of September 8, 2017.