SEC Form 4 · accession 0000356028-17-000129
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayman Sayed
Officer — Pres., Chief Products Officer
Period of report
Aug 14, 2017
Accepted (ET)
Aug 15, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Aug 14, 2017 | M | 18,694 | $29.47 | A | 120,196 | D | |
| Common Stock, $0.10 par valueF1 | Aug 14, 2017 | S | 18,694 | $32.47 | D | 101,502 | D | |
| Common Stock, $0.10 par valueF2 | holding | — | — | — | 110 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $29.47 | Aug 14, 2017 | M | 18,694 | D | — | Aug 10, 2025 | Common Stock, $.10 par value | 18,694 | 18,693 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 14, 2017.
- F3The option becomes exercisable over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018.