SEC Form 4 · accession 0000356028-17-000065
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayman Sayed
Officer — Pres., Chief Products Officer
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | May 15, 2017 | A | 15,083 | $0.00 | A | 140,555 | D | |
| Common Stock, $0.10 par value | May 15, 2017 | F | 1,620 | $31.69 | D | 138,935 | D | |
| Common Stock, $0.10 par valueF2 | May 16, 2017 | S | 674 | $31.70 | D | 138,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $31.69 | May 15, 2017 | A | 99,551 | A | — | May 15, 2027 | Common Stock, $.10 par value | 99,551 | 99,551 | D |
Explanation of responses
- F1Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020.
- F2The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F3The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020.
Remarks
Exhibit List Exhibit 24 - Power of Attorney