SEC Form 4 · accession 0000356028-16-000349
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayman Sayed
Officer — Pres., Chief Products Officer
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Sep 6, 2016 | M | 19,260 | $29.47 | A | 144,732 | D | |
| Common Stock, $0.10 par valueF1 | Sep 6, 2016 | S | 19,260 | $34.11 | D | 125,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $29.47 | Sep 6, 2016 | M | 19,260 | D | — | Aug 10, 2025 | Common Stock, $.10 par value | 19,260 | 37,387 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option becomes exercisable over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018.