SEC Form 4 · accession 0000356028-16-000346
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Elster
Officer — Pres., Global Field Operations
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Aug 15, 2016 | A | 5,822 | $0.00 | A | 73,567 | D | |
| Common Stock, $.10 par valueF2 | holding | — | — | — | 4,099 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $34.35 | Aug 15, 2016 | A | 40,756 | A | — | Aug 15, 2026 | Common Stock, $.10 par value | 40,756 | 40,756 | D |
Explanation of responses
- F1Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019.
- F2Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 15, 2016.
- F3The option becomes exercisable over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019.
Remarks
Exhibit List Exhibit 24 - Power of Attorney