SEC Form 4 · accession 0000356028-16-000299

CA, INC. · CA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Chief Marketing Officer

Period of report

Jun 9, 2016

Accepted (ET)

Jun 13, 2016 · 4:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000356028

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $.10 par value	Jun 9, 2016	M	31,935	$30.45	A	117,391	D
Common Stock, $.10 par value	Jun 9, 2016	M	25,296	$30.12	A	142,687	D
Common Stock, $.10 par value	Jun 9, 2016	M	125,319	$30.12	A	268,006	D
Common Stock, $.10 par value^F1,F2	Jun 9, 2016	S	182,550	$32.76	D	85,456	D
Common Stock, $.10 par value^F3	holding	—	—		—	470	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$30.45	Jun 9, 2016	M	31,935	D	—	May 29, 2025	Common Stock, $.10 par value	31,935	61,989	D
Employee Stock Option (right to buy)^F5	$30.12	Jun 9, 2016	M	25,296	D	—	Aug 1, 2023	Common Stock, $.10 par value	25,296	49,103	D
Employee Stock Option (right to buy)^F5	$30.12	Jun 9, 2016	M	125,319	D	—	Aug 1, 2023	Common Stock, $.10 par value	125,319	243,265	D

F1Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.750 to $32.820 inclusive.
F2The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 10, 2016.
F4The option vests over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018.
F5The option vests over three years as follows: 34% on August 1, 2014, 33% on August 1, 2015 and 33% on August 1, 2016.