SEC Form 4 · accession 0000356028-16-000292

CA, INC. · CA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & GRP EXEC, WW SALES & SER

Period of report

Jun 2, 2016

Accepted (ET)

Jun 6, 2016 · 5:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000356028

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $.10 par value	Jun 2, 2016	F	3,085	$32.80	D	106,562	D
Common Stock, $.10 par value^F1	Jun 3, 2016	M	53,343	$25.24	A	159,905	D
Common Stock, $.10 par value^F1	Jun 3, 2016	M	33,353	$24.41	A	193,258	D
Common Stock, $.10 par value^F1,F2,F3	Jun 3, 2016	S	125,513	$32.446	D	67,745	D
Common Stock, $.10 par value^F4	holding	—	—		—	4,070	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$25.24	Jun 3, 2016	M	53,343	D	—	May 22, 2019	Common Stock, $0.10 par value	53,343	0	D
Employee Stock Option (right to buy)^F6	$24.41	Jun 3, 2016	M	33,353	D	—	May 22, 2019	Common Stock, $0.10 par value	33,353	0	D

F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.260 to $32.620 inclusive.
F3The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 1, 2016.
F5The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
F6The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.