SEC Form 4 · accession 0000356028-16-000236
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary J Fernandes
Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F3,F4,F5,F2 | — | Mar 15, 2016 | A | 3 | A | — | — | Common Stock, $0.10 par value | 3 | 117,028 | D |
Explanation of responses
- F1Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.
- F2Deferred Stock Units are convertible into Common Stock on a one-for-one basis.
- F3Represents accrued dividends on Deferred Stock Units that are payable in additional Deferred Stock Units.
- F4Under the 2012 Compensation Plan for Non-Employee Directors, the director fees are paid quarterly in Deferred Stock Units except that a director may elect annually to receive up to 50% of the next Plan Year's fees in cash.
- F5Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors and also includes any accrued dividends on such Deferred Stock Units that are payable in additional Deferred Stock Units.