SEC Form 4 · accession 0000356028-15-000167
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayman Sayed
Officer — EVP, Chief Product Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Aug 10, 2015 | A | 8,714 | $0.00 | A | 8,714 | D | |
| Common Stock, $.10 par valueF2 | Aug 10, 2015 | A | 129,856 | $0.00 | A | 138,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $29.47 | Aug 10, 2015 | A | 56,647 | A | — | Aug 10, 2025 | Common Stock, $.10 par value | 56,647 | 56,647 | D |
Explanation of responses
- F1Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018.
- F2Represents restricted stock units which vest over three years as follows: 45% on August 10, 2016, 33% on August 10, 2017 and 22% on August 10, 2018.
- F3The option becomes exercisable over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018.