SEC Form 4 · accession 0000356028-15-000106
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob Lamm
Officer — EVP, STRATEGY & CORPORATE DEV
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | May 29, 2015 | A | 5,911 | $0.00 | A | 48,960 | D | |
| Common Stock, $.10 par valueF2 | holding | — | — | — | 175 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $30.45 | May 29, 2015 | A | 38,423 | A | — | May 29, 2025 | Common Stock, $.10 par value | 38,423 | 38,423 | D |
Explanation of responses
- F1Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018.
- F2Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 1, 2015.
- F3The option becomes exercisable over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018.