SEC Form 4 · accession 0000356028-15-000026
CA, INC. · CA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lauren Patricia Flaherty
Officer — EVP, Chief Marketing Officer
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Jan 14, 2015 | A | 543 | $0.00 | A | 61,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $31.06 | Jan 14, 2015 | A | 2,553 | A | — | Jan 14, 2025 | Common Stock, $.10 par value | 2,553 | 2,553 | D |
Explanation of responses
- F1Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on January 14, 2016, 33% on January 14, 2017 and 33% on January 14, 2018.
- F2The option becomes exercisable over three years as follows: 34% on January 14, 2016, 33% on January 14, 2017 and 33% on January 14, 2018.