SEC Form 4 · accession 0001209191-18-049500
ESSENDANT INC · ESND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D. Phillips
Officer — Interim President and CEO
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2018 | D | 6,213 | $14.43 | D | 181,673 | D | |
| Common Stock | Sep 1, 2018 | F | 4,504 | $14.43 | D | 177,169 | D | |
| Common StockF2 | Sep 1, 2018 | A | 90,090 | $14.43 | A | 267,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of restricted stock resulting from the Company's failure to satisfy the applicable vesting requirement.
- F2Represents grant of restricted stock units.