SEC Form 4 · accession 0001209191-17-000229
ESSENDANT INC · ESND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean S Blackwell
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355999
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Dec 31, 2016 | A | 981 | A | — | — | Common Stock | 981 | 32,368 | D |
Explanation of responses
- F1The phantom stock units were accrued under the Essendant Inc. Nonemployee Director's Deferred Stock Compensation Plan. The phantom stock units generally are to be settled in common stock on a 1:1 basis (with any fractional stock units cashed out) following the reporting person's termination of service as a Director of the Company.
- F2Total includes shares issued as a result of a stock dividend.