SEC Form 4 · accession 0001209191-16-114204
ESSENDANT INC · ESND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Blanchard
Officer — Sr VP, Gen Counsel & Secretary
Period of report
Apr 13, 2016
Accepted (ET)
Apr 14, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 13, 2016 | M | 4,000 | $22.99 | A | 40,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $22.99 | Apr 13, 2016 | M | 4,000 | D | — | Sep 1, 2016 | Common Stock | 4,000 | 24,000 | D |
Explanation of responses
- F1The option exercises reported in this Form 4 were made pursuant to a 10b5-1 Plan adopted by the reporting person on March 1, 2016.
- F2These options were mistakenly omitted from the prior Form 4 filed on April 13, 2016 and the shares underlying the option were sold, as previously reported in the April 13, 2016 Form 4.
- F3Options are fully exercisable.