SEC Form 4 · accession 0001209191-16-112442
ESSENDANT INC · ESND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean S Blackwell
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355999
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Mar 31, 2016 | A | 642 | A | — | — | Common Stock | 642 | 29,248 | D |
Explanation of responses
- F1The phantom stock units were accrued under the Essendant Inc. Nonemployee Director's Deferred Stock Compensation Plan. The phantom stock units generally are to be settled in common stock on a 1:1 basis (with any fractional stock units cashed out) following the reporting person's termination of service as a Director of the Company.
- F2Total includes shares issued as a result of a stock dividend.