SEC Form 4 · accession 0001209191-15-049404
ESSENDANT INC · ESND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Blanchard
Officer — Sr VP, Gen Counsel & Secretary
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 12:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2015 | A | 7,058 | — | A | 25,678 | D | |
| Common Stock | Jun 2, 2015 | M | 713 | $24.79 | A | 26,391 | D | |
| Common Stock | Jun 2, 2015 | S | 713 | $42.99 | D | 25,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $24.79 | Jun 2, 2015 | M | 713 | D | — | Jan 4, 2016 | Common Stock | 713 | 32,965 | D |
Explanation of responses
- F1Represents grant of restricted stock.
- F2Grant of restricted stock. No price required.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 29, 2014 and amended on May 11, 2015.
- F4The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 29, 2014 and amended on May 11, 2015.
- F5These options are exercisable in three substantially equal annual installments beginning on January 4, 2007.